FINRA Awards for William J. Bender

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-04000	03/28/2022	Claimant(s): Kevin Stokesbary Claimant Lawyers(s): Shannon McDougald Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): William J. Bender, Steven Phillip Caplow, Jane Ann McKenzie Hearing Site: Seattle, WA
20-01332	09/17/2021	Claimant(s): Chun Zhu Claimant Lawyers(s): Chun Mei (Ida) Zhu Respondent(s): Waddell & Reed Respondent Lawyers(s): Jeffrey D. Hanslick Arbitrator(s): Katherine Hendricks, William J. Bender, Craig Charles Beles Hearing Site: Seattle, WA
18-03156	05/29/2019	Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): Jeanne C. Stilwell, Katherine Hendricks, William J. Bender Hearing Site: Seattle, WA
17-02858	05/04/2018	Claimant(s): James Black Claimant Lawyers(s): John A Bender Respondent(s): Pacific West Securities. Respondent Lawyers(s): Philip A. Pizelo Arbitrator(s): William J. Bender Hearing Site: Seattle, WA
11-01933	01/17/2014	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Samuel Bensen Respondent Lawyers(s): Samuel M. Bensen Arbitrator(s): Joseph C. Roberts, William J. Bender, Frederick B. Mueller Hearing Site: Seattle, WA