| 21-01518 | 01/25/2022 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Jennifer Sackett, Timothy Sackett
Respondent Lawyers(s): Jennifer Sackett, Timothy W. Sackett
Arbitrator(s): Daniel H. Yaffe, Louis David Huss, Steven Moore
Hearing Site: Boca Raton, FL
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| 18-03580 | 03/09/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Gregory S. Tendrich
Respondent(s): Adam Schachter
Respondent Lawyers(s): Adam Craig Schachter
Arbitrator(s): Steven R. Reininger, Daniel H. Yaffe, Ellen J. Abrams
Hearing Site: Boca Raton, FL
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| 16-01544 | 02/12/2019 | Claimant(s): Michael Cohen
Claimant Lawyers(s): Scott M. Behren
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Barry Temkin
Arbitrator(s): Daniel H. Yaffe, Monroe Mitchel, Ronald Stephen Lieberman
Hearing Site: Boca Raton, FL
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| 17-00252 | 06/23/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Matthew Gaer
Respondent Lawyers(s): Gregg Breitbart
Arbitrator(s): Daniel H. Yaffe, Paul Weinberg, Robert G. Geeseman
Hearing Site: Boca Raton, FL
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| 13-02534 | 03/11/2014 | Claimant(s): William Spalding
Claimant Lawyers(s): Stephen E. Hudson
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Daniel H. Yaffe, Richard S. Zaifert, Laura A. Ledford
Hearing Site: Atlanta, GA
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| 08-00990 | 01/13/2014 | Claimant(s): Lehman Brothers Inc
Claimant Lawyers(s): Jennifer Hwang
Respondent(s): Jason Kraskiewicz
Respondent Lawyers(s): Jason Kraskiewicz
Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
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| 09-01915 | 09/03/2009 | Claimant(s): Wachovia Securities
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Wilfredo Colon
Respondent Lawyers(s): Wilfredo Colon
Arbitrator(s): Daniel H. Yaffe
Hearing Site: Miami, FL
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| 08-01472 | 10/29/2008 | Claimant(s): Citigroup Global Markets., Citigroup Golbal Markets Holdings.
Claimant Lawyers(s): Jennifer Blunt
Respondent(s): Carlos Shibata
Respondent Lawyers(s): Carlos A. Shibata
Arbitrator(s): Daniel H. Yaffe, Laura Jeanette Cognetti, Doug Campbell
Hearing Site: Miami, FL
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| 08-00492 | 09/15/2008 | Claimant(s): Santander Securities Corporation
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): Juan Maldonado
Respondent Lawyers(s): Juan Javier Maldonado
Arbitrator(s): Daniel H. Yaffe
Hearing Site: San Juan, PR
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| 07-01399 | 04/25/2008 | Claimant(s): J.B. Hanauer & Co.
Claimant Lawyers(s): Jeffrey L Cox
Respondent(s): Michael Gold
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Ned B. Young, Daniel H. Yaffe, Brian J. Kovack
Hearing Site: Boca Raton, FL
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