FINRA Awards for Mark C. Perry

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-03322	06/30/2017	Claimant(s): Andrew Zentmayer, David Powers, Marc Morell Claimant Lawyers(s): Alex J. Rosenthal Respondent(s): Kristen Dobkowski Respondent Lawyers(s): Steven D. Toskes Arbitrator(s): Mark C. Perry, Gilbert A. Schnirman, Jeanne Charles Wood Hearing Site: Boca Raton, FL		Expungement
16-03362	04/26/2017	Claimant(s): Mark Zuckerman Claimant Lawyers(s): Craig D. Stein Respondent(s): Alyce Tedesco, Alyce and Francis Tedesco, Eshagh and Helen Moezinia Respondent Lawyers(s): Alyce Tedesco, Eshagh Moezinia, Frank Tedesco Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart Hearing Site: Boca Raton, FL		Expungement
15-01503	02/12/2016	Claimant(s): Joseph Shimko Claimant Lawyers(s): Craig D. Stein Respondent(s): PNC Investments Respondent Lawyers(s): Brian A. Carlis Arbitrator(s): Mark C. Perry, Robert S. Natiss, Paul J. Burkhart Hearing Site: Boca Raton, FL
12-01687	01/24/2013	Claimant(s): Popular Securities. Claimant Lawyers(s): Eyck O. Lugo-Rivera Respondent(s): Alberto Perez Pujals Respondent Lawyers(s): Alberto J. Perez Pujals Arbitrator(s): Mark C. Perry Hearing Site: San Juan, PR
09-05587	06/14/2011	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Christopher S. Koller Respondent(s): Angel Aquino Respondent Lawyers(s): Roberto Boneta Arbitrator(s): Mark C. Perry, Ilisa J. Smukler, Neil J. Berman Hearing Site: San Juan, PR
09-02028	09/30/2010	Claimant(s): Wachovia Securities Claimant Lawyers(s): Ronald P. Kane Respondent(s): Thomas Bridge Respondent Lawyers(s): Thomas C. Bridge Arbitrator(s): Mark C. Perry, Walter B. Bancroft, James W. Geiger Hearing Site: Boca Raton, FL