| 15-00321 | 06/22/2017 | Claimant(s): David Murphy
Claimant Lawyers(s): John D. Singer
Respondent(s): Citigroup Global Markets., Citicorp Securities Services.
Respondent Lawyers(s): Joseph Baumgarten
Arbitrator(s): Linda S. Cole, Leslie Ruth Nydick, Anthony Dennis Perri
Hearing Site: New York, NY
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| 09-02760 | 03/11/2010 | Claimant(s): Further Lane Securities, L.P.
Claimant Lawyers(s): Carole R. Bernstein
Respondent(s): Evan Schwartzberg, Odeon Capital Group LLC
Respondent Lawyers(s): Alan Friedman
Arbitrator(s): Earl S. Schwarz, Edward S. Bradley, Linda S. Cole
Hearing Site: New York, NY
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| 08-03302 | 03/05/2010 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Diana Sur
Respondent(s): Richard Riccio
Respondent Lawyers(s): Richard J. Riccio
Arbitrator(s): Burton M. Fendelman, Linda S. Cole, W. Jeffrey Weinlandt
Hearing Site: New York, NY
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| 05-06051 | 01/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin E. Mac Avoy
Respondent(s): Sean Daly
Respondent Lawyers(s): Sean M. Daly
Arbitrator(s): Linda S. Cole, Joshua Mark Zucker, Renee La Verne Ross CFP
Hearing Site: New York, NY
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| 05-06503 | 12/28/2007 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Jennifer Woods-Burke
Respondent(s): Michael Friedman
Respondent Lawyers(s): Joseph F. Keenan
Arbitrator(s): Vicki Z. Holleman, Robert Manfredo, Linda S. Cole
Hearing Site: New York, NY
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| 06-01926 | 07/30/2007 | Claimant(s): Charles Ostrove
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Linda S. Cole, Paul R. Walsh, Michael F. Greco
Hearing Site: New York, NY
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