Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-01888 | 01/23/2019 | Claimant(s): Michael Ball Claimant Lawyers(s): Michael Bessette Respondent(s): Sentra Securities Corporation Respondent Lawyers(s): Phillip Hofling Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-00343 | 11/26/2018 | Claimant(s): Karl Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-01305 | 10/17/2018 | Claimant(s): Joseph Sturnoilo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 16-02886 | 02/07/2017 | Claimant(s): Ralph Janitell Claimant Lawyers(s): Ralph David Janitell Respondent(s): Tiaa-Cref Individual & Institutional Ser Respondent Lawyers(s): Cora E. MacLean Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 16-00860 | 11/23/2016 | Claimant(s): Joshua Schneider Claimant Lawyers(s): George S. Mahaffey Respondent(s): Jot Khalsa, UBS Financial Services Inc. Respondent Lawyers(s): Erin Weesner-McKinley, Jot Kaur Khalsa Arbitrator(s): Donald N. Tolin, Paul A. Krepinski, Michael Lancaster Garcia Hearing Site: Albuquerque, NM | Expungement | |
| 13-03081 | 04/01/2014 | Claimant(s): Amin Dabit Claimant Lawyers(s): Patrick Mahoney Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Dan Rosenbaum Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 11-03333 | 07/11/2012 | Claimant(s): Beth Du Toit Claimant Lawyers(s): Beth DuToit Respondent(s): CIM Securities. Respondent Lawyers(s): Andrew I. Friedman Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 09-00320 | 04/30/2010 | Claimant(s): Eric Ely Claimant Lawyers(s): Alan C. Friedberg Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Jaime L. Haggard Arbitrator(s): Donald N. Tolin, Martha M. Walker, Deanna M. Tuley Hearing Site: Denver, CO |