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FINRA Awards for Theodor Brown

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Displaying 5 out of 5 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0264509/26/2016Claimant(s): Andrew Garrett.
Claimant Lawyers(s): Barry M. Bordetsky
Respondent(s): Terry Harris
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Theodor Brown, Michael H. DuBoff, James M. Rhodes
Hearing Site: New York, NY
11-0198212/11/2012Claimant(s): Gregory Martino
Claimant Lawyers(s): Richard F. Markert
Respondent(s): Steven Grivas
Respondent Lawyers(s): Martin P. Unger
Arbitrator(s): Theodor Brown, Cynthia A. DiMarco, Frank Joseph Clemens
Hearing Site: New York, NY
09-0178802/04/2010Claimant(s): Todd Silbergeld
Claimant Lawyers(s): Todd F. Silbergeld
Respondent(s): Brean Murray, Carret & Co., Llc.
Respondent Lawyers(s): Jason Canales
Arbitrator(s): Theodor Brown
Hearing Site: New York, NY
08-0205412/16/2009Claimant(s): Peter Hickey
Claimant Lawyers(s): Sean F. O'Shea
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Theodor Brown, Jeffrey G. Sommers, Gelvin L. Stevenson
Hearing Site: New York, NY
07-0142102/11/2009Claimant(s): Paulina Malo, Roberto Redondo
Claimant Lawyers(s): Steven R. Pounian
Respondent(s): Goldman, Sachs and Company
Respondent Lawyers(s): Robin D. Fessel
Arbitrator(s): Theodor Brown, Fred Shinagel, Peter M. Pfau
Hearing Site: New York, NY

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