| 19-03184 | 05/01/2020 | Claimant(s): David Winchell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Mary M. O'Neil
Hearing Site: Las Vegas, NV
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| 19-01832 | 01/09/2020 | Claimant(s): Jean Fisher
Claimant Lawyers(s): Dochtor Kenendy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
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| 19-01114 | 12/23/2019 | Claimant(s): Brian Scanlon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 19-00942 | 12/13/2019 | Claimant(s): Adam Stevko
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Robert J. Kheel
Hearing Site: New York, NY
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| 19-01534 | 12/13/2019 | Claimant(s): Jason Trichler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kenneth James Pedersen
Hearing Site: Seattle, WA
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| 19-01357 | 12/03/2019 | Claimant(s): Alexander Napoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Newark, NJ
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| 18-04284 | 10/23/2019 | Claimant(s): Phillip Irvin
Claimant Lawyers(s): Frances Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cleveland, OH
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| 19-00294 | 10/08/2019 | Claimant(s): Charles Smith
Claimant Lawyers(s): Michael O'Gara
Respondent(s): Banc of America Investment Services Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
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| 18-04373 | 09/05/2019 | Claimant(s): Amanda Hinton
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez
Hearing Site: New Orleans, LA
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| 18-03909 | 05/17/2019 | Claimant(s): Jeff Davis
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
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