FINRA Awards for Victoria E. Johnson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
16-01550	06/19/2017	Claimant(s): Charles Schwab & Co.. Claimant Lawyers(s): Adam A. Brown Respondent(s): Edison Noboa Respondent Lawyers(s): Jonathan Schwartz Arbitrator(s): Victoria E. Johnson, Thomas R. Watkins, Kirtley M. Thiesmeyer Hearing Site: Los Angeles, CA
11-03575	06/03/2013	Claimant(s): Torrey Pines Securities. Claimant Lawyers(s): Michael Jacobs Respondent(s): Adam Schwartz, Charles Schwab & Co.. Respondent Lawyers(s): Gilbert R. Serota Arbitrator(s): James R. Duncan, Victoria E. Johnson, David W. Casey Hearing Site: Los Angeles, CA
09-00116	06/14/2010	Claimant(s): Richard Sampson Claimant Lawyers(s): James A. Shalvoy Respondent(s): Capmark Securities Inc. Respondent Lawyers(s): John V. McDermott Arbitrator(s): Victoria E. Johnson, Grace L. Heyne, Steven A. Wawra Hearing Site: Los Angeles, CA
07-00542	05/28/2008	Claimant(s): Andrew Haas Claimant Lawyers(s): Michael Blumenfeld Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Michael D. Schissel Arbitrator(s): Victoria E. Johnson, Tina L. Mitchell, Laurent C. Vonderweidt Hearing Site: Los Angeles, CA