FINRA Awards for Mitchell J. Albert

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Displaying 11-20 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-00068	01/31/2013	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Avelino Cortina Respondent Lawyers(s): Avelino Cortina Arbitrator(s): Harvey C. Flodin, Guenter S. Cohn, Jo-Ann C. Little Hearing Site: San Diego, CA
10-02609	08/09/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): David Feller, Ian Kerrigan, Michael McNeil Respondent Lawyers(s): John A. Bender, Mitchell J. Albert Arbitrator(s): G. E. Craig Doupe, Richard L. Warner, Peter L. Sill Hearing Site: Seattle, WA
12-00066	07/19/2012	Claimant(s): Wells Fargo Advisors Financial Network Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Stephen Grant Respondent Lawyers(s): Stephen Duncan Grant Arbitrator(s): Terry M Lloyd Hearing Site: San Francisco, CA
09-06810	02/29/2012	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Kent Elliott Respondent Lawyers(s): John W. Shaw Arbitrator(s): Lester Friedman, Gary A. Hooker, Val D. Hornstein Hearing Site: San Francisco, CA
10-05198	12/22/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Derek Miller Respondent Lawyers(s): Derek L. Miller Arbitrator(s): Mandel E. Himelstein Hearing Site: San Diego, CA
10-01793	12/20/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Rick Hansen Respondent Lawyers(s): Stephen F. Boutin Arbitrator(s): Herb Schwartz Hearing Site: San Francisco, CA
10-04813	07/15/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Thomas Debono Respondent Lawyers(s): Thomas J. Debono Arbitrator(s): Mary Margaret Bush Hearing Site: San Francisco, CA
10-01147	05/17/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Gregg Whelan Respondent Lawyers(s): Gregg Whelan Arbitrator(s): Martin Perlberger Hearing Site: Los Angeles, CA
09-06883	05/02/2011	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Daniel Carmo Respondent Lawyers(s): Sean M. Sullivan Arbitrator(s): Sandra L. Malek Hearing Site: Los Angeles, CA
10-02084	11/19/2010	Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Mitchell J. Albert Respondent(s): Gene Burns Respondent Lawyers(s): Gene Howard Burns Arbitrator(s): Nancy Hutt Hearing Site: San Francisco, CA