FINRA Awards for Howard Klausmeier

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 21-30 out of 57 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-03114	03/22/2021	Claimant(s): Darrell Pennington Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Allan R. Lazor Hearing Site: Houston, TX
20-02578	03/19/2021	Claimant(s): Daniel Bodemeijer Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mary M. O'Neil Hearing Site: Los Angeles, CA
20-01368	03/12/2021	Claimant(s): Erin Murphy Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Patrick R. Westerkamp Hearing Site: Providence, RI
20-02374	03/11/2021	Claimant(s): Caroline Girgis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): John James McGovern Hearing Site: Wilmington, DE
20-02133	02/16/2021	Claimant(s): Richard Pierce Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Mark A. Sipper Hearing Site: Columbus, OH
20-02163	02/11/2021	Claimant(s): Scott Smith Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Steven H. Vogel Hearing Site: Chicago, IL
20-01850	01/29/2021	Claimant(s): Daniel Ruediger Claimant Lawyers(s): Jonathan M. Sterling Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kenneth James Pedersen Hearing Site: Portland, OR
20-01735	01/26/2021	Claimant(s): John Lynch Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Lynn Hirschfeld Brahin Hearing Site: Milwaukee, WI
20-00381	12/10/2020	Claimant(s): Steven Lopez Claimant Lawyers(s): James Eccleston Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services, Olde Discount Corporation Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Frank Samuelsohn, Kenneth N. Adamson, Raymond P. Buschmann Hearing Site: Chicago, IL
20-00846	12/02/2020	Claimant(s): Sharon Meyer Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Kelli J. Jareaux Hearing Site: Washington, DC