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FINRA Awards for Thomas P. McEvoy

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Displaying 10 out of 20 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0299510/18/2024Claimant(s): Robert Eide
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
23-0251308/16/2024Claimant(s): Jason Russo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Charles Smulevitz
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
23-0273108/09/2024Claimant(s): Morris Murciano
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MBSC Securities Corporation
Respondent Lawyers(s): James H. Forte
Arbitrator(s): Lynne M. Reid-McQueen
Hearing Site: New York, NY
23-0302907/11/2024Claimant(s): Anthony Lapadula, Cesar Ramos, Eric Newman, George Kott, Joseph Giordano, Kevin Meade, Michael Pata, Robert Eide, Steven Dubinsky
Claimant Lawyers(s): Eric Newman, Thomas P. McEvoy
Respondent(s): Aegis Capital Corp.
Respondent Lawyers(s): Kevin Meade
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY
23-0115103/18/2024Claimant(s): Timothy Longo
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Trident Partners Ltd.
Respondent Lawyers(s): Eric J Sussman
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
23-0053812/20/2023Claimant(s): Ghazaleh Ebrahimi
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul Klein
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
23-0054112/20/2023Claimant(s): Ghazaleh Ebrahimi
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Paul Klein
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY
23-0005111/08/2023Claimant(s): Garth Wilson
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Alyson A. Terrell
Arbitrator(s): Linda J. Baer
Hearing Site: New York, NY
22-0275909/19/2023Claimant(s): Brad Martin
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): MML Investors Services
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis H Miron
Hearing Site: Montpelier, VT
20-0321503/02/2022Claimant(s): Todd Cirella
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Charles Smulevitz, Gail Fanelli
Arbitrator(s): Gerald M. Levine
Hearing Site: New York, NY

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