| 23-01238 | 03/06/2024 | Claimant(s): Christopher Wilbratte
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GWN Securities Inc., Legend Equities Corporation
Respondent Lawyers(s): Jessica E. Levine, Kathy M. Klock
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 18-00564 | 11/18/2019 | Claimant(s): Interactive Financial Advisors.
Claimant Lawyers(s): James L. Kopecky
Respondent(s): GWN Securities Inc.
Respondent Lawyers(s): Kathy Klock
Arbitrator(s): Theodore W. Wrobleski, Arne R. Rode, John Michael O'Toole
Hearing Site: Chicago, IL
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| 18-00961 | 03/26/2019 | Claimant(s): Jerrold Beck
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): GWN Securities Inc.
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Brenda J. Stovall
Hearing Site: Baltimore, MD
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| 09-02444 | 04/29/2010 | Claimant(s): Jamie Hines
Claimant Lawyers(s): Robert Persante
Respondent(s): Ronald Giovino, GWN Securities Inc., Tax Shelter America.
Respondent Lawyers(s): Bruce W. Barnes, Jonathan B. Butler
Arbitrator(s): Richard J. Fuller, Arthur L. Tepper, William H. McCullough
Hearing Site: Clearwater, FL
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