FINRA Awards for Samuel H. Chorches

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Displaying 21-26 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
13-02748	04/17/2014	Claimant(s): Kenneth Smith Claimant Lawyers(s): Mark S. Gregory Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
13-01175	10/22/2013	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Diane C Fischer Respondent(s): Richard Sexton Respondent Lawyers(s): Richard Carl Sexton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH
10-05642	09/04/2013	Claimant(s): Adindu Nwachuku, Charter Oak Wealth Management Group LLCorate Retirement Group Claimant Lawyers(s): Arthur S. Leider Respondent(s): Curt Christensen, Eric Schulman, Thomas Colbert, ING Financial Partners. Respondent Lawyers(s): Brian J. Palmeri Arbitrator(s): Samuel H. Chorches, Kenneth Dymond, James J. Gadarowski Hearing Site: Hartford, CT
12-00799	12/19/2012	Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Walton Respondent Lawyers(s): Thomas Xavier Walton Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT
10-00632	03/21/2011	Claimant(s): Karen Kim Claimant Lawyers(s): Karen H. Kim Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Gabriel L. Williams Arbitrator(s): Dallas Whitney Coffman, Samuel H. Chorches, Francis J. Pavetti Hearing Site: Hartford, CT
07-02564	09/30/2009	Claimant(s): TD Banknorth, N.A. Claimant Lawyers(s): Thomas W. Witherington Respondent(s): Jeffrey Davis, National Planning Corporation Respondent Lawyers(s): Richard N. Freeth Arbitrator(s): Samuel H. Chorches, Philip S. Wellman, Sean Alan D'Amico Hearing Site: Hartford, CT