FINRA Awards for Spartan Capital Securities

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 10 out of 26 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00013	10/21/2024	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Kyle Manning Respondent Lawyers(s): Kyle Manning Arbitrator(s): Zung T. Nguyen, Noah Jonathan Hanft, Maurice Robinson Hearing Site: New York, NY
23-00501	02/12/2024	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Gary Demetri Respondent Lawyers(s): Gary P. Demetri Arbitrator(s): Annamaria Boccia Smith, Veronica Ann Williams, Marguerite Daniels Hearing Site: New York, NY
23-00016	07/13/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Ahmad Maklouf Respondent Lawyers(s): Michael C. Farkas Arbitrator(s): Denise L. Quarles Hearing Site: New York, NY
22-02758	06/28/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Albert Foronda Respondent Lawyers(s): Albert Foronda Arbitrator(s): Arthur Neil Tolciss Hearing Site: New York, NY
23-00019	06/16/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Jorge Garzon Baquero Respondent Lawyers(s): Jorge L. Garzon Baquero Arbitrator(s): Howard J. Stiefel Hearing Site: New York, NY
23-00020	05/24/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Samuel Girgiss Respondent Lawyers(s): Samuel Girgiss Arbitrator(s): Albert Rizzo Hearing Site: New York, NY
22-02677	05/17/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert I. Rabinowitz Respondent(s): Joseph Desapio Respondent Lawyers(s): Joseph C. Desapio Arbitrator(s): Judith C. Zerden Hearing Site: New York, NY
23-00021	05/11/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Fitzpatrick Respondent(s): Dennis Hanrahan Respondent Lawyers(s): Dennis Christopher Hanrahan Arbitrator(s): James M. Rhodes Hearing Site: New York, NY
22-02307	03/30/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Rabinowitz Respondent(s): Eric Baron Respondent Lawyers(s): Eric Scott Baron Arbitrator(s): Roger M. Deitz Hearing Site: New York, NY
22-02318	03/22/2023	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Robert Rabinowitz Respondent(s): Tariq Sales Respondent Lawyers(s): Tariq Muhammed Sales Arbitrator(s): David Sorokoff Hearing Site: New York, NY