Potomac Analytics' Logo

FINRA Awards for Scott A. La Porta

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0285508/30/2023Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Jeffrey McHale
Respondent Lawyers(s): Steven N. Fuller
Arbitrator(s):
Hearing Site: Boston, MA
19-0031606/03/2022Claimant(s): Peter Dearcangelis
Claimant Lawyers(s): Adriaen M Morse
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Scott A. La Porta
Arbitrator(s): Robert H. Putnam, Frederick R. Benson, Dayne Steven Beam
Hearing Site: Charlotte, NC
20-0231906/16/2021Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Daniel Ascani
Respondent Lawyers(s): Daniel Leonard Ascani
Arbitrator(s): Scott Manker, Gary Frederick Birnberg, Brian Arthur Rubino
Hearing Site: Boca Raton, FL
20-0169902/12/2021Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leslie Markus
Respondent Lawyers(s): Leslie George Markus
Arbitrator(s): Edward T. Borer, Mark H. Stein, Larry Cheskawich
Hearing Site: Philadelphia, PA
20-0231802/05/2021Claimant(s): Ameriprise Financial Services
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Dellaporta
Respondent Lawyers(s): Michael Joseph Dellaporta
Arbitrator(s): Steven Gerard Goerke, Michael Mazor, Jay Andrew Meyers
Hearing Site: Boca Raton, FL
20-0038005/26/2020Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Todd Paynter
Respondent Lawyers(s): Todd Bogan Paynter
Arbitrator(s): Robert H. Putnam
Hearing Site: Memphis, TN
18-0360101/21/2019Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Rameshwar Ramcharran
Respondent Lawyers(s): Rameshwar Ramcharran
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
15-0105005/22/2017Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Michael Moats
Respondent Lawyers(s): Michael Glenn Moats
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
15-0103511/16/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Steven Owen
Respondent Lawyers(s): Steven H. Owen
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
15-0105208/10/2016Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Scott A. La Porta
Respondent(s): Leonard Stover
Respondent Lawyers(s): Leonard Gregory Stover
Arbitrator(s): John C. Aten
Hearing Site: Cleveland, OH

13 Results

Display: