Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03987 | 06/08/2021 | Claimant(s): Jefferies LLC Claimant Lawyers(s): Andrew Shapren Respondent(s): Robert Wong Respondent Lawyers(s): Robert T. Wong Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-02131 | 05/19/2021 | Claimant(s): Joseph Andreoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-02467 | 04/15/2021 | Claimant(s): Martin Shafiroff Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Lehman Brothers Inc Respondent Lawyers(s): Thomas E. Hommel Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-02314 | 02/09/2021 | Claimant(s): Christopher Paglia Claimant Lawyers(s): Stephan Louviere Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-01317 | 01/12/2021 | Claimant(s): Lori Sackler Claimant Lawyers(s): Lawrence R. Gelber Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 20-01265 | 12/01/2020 | Claimant(s): Dean Giella Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): Richard Kuhlman Arbitrator(s): Annamaria Boccia Smith Hearing Site: New York, NY | ||
| 20-00435 | 10/28/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00427 | 10/27/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 20-00428 | 10/14/2020 | Claimant(s): Sylvester Knox Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ | ||
| 19-03571 | 10/05/2020 | Claimant(s): Aaron Griswold Claimant Lawyers(s): Dochtor Kennedy Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Alyson Terrell Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ |