| 14-03384 | 08/12/2015 | Claimant(s): Reliastar Life Insurance Company, Voya America Equities.
Claimant Lawyers(s): Hillard M. Sterling
Respondent(s): James Boldischar
Respondent Lawyers(s): Diana C. Taylor
Arbitrator(s): Philip J. Glick, G. Marshall Abbey, Alfonso Cobb
Hearing Site: Chicago, IL
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| 15-00244 | 08/04/2015 | Claimant(s): Linda Wrobel
Claimant Lawyers(s): Linda Susan Wrobel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
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| 14-03596 | 07/14/2015 | Claimant(s): Blaylock Beal Van
Claimant Lawyers(s): Eric V Standifer
Respondent(s): Adrienne Archia
Respondent Lawyers(s): Adrienne J. Archia
Arbitrator(s): Samuel B. Garber
Hearing Site: Chicago, IL
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| 15-00177 | 06/23/2015 | Claimant(s): Marquette Bank
Claimant Lawyers(s): William Hackney
Respondent(s): Jesse Zaragoza
Respondent Lawyers(s): Jesse Zaragoza
Arbitrator(s): Jeffrey W. Finke
Hearing Site: Chicago, IL
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| 14-00427 | 05/07/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Anthony Dutter
Respondent Lawyers(s): Anthony Ryan Dutter
Arbitrator(s): Susan L. Walker
Hearing Site: Chicago, IL
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| 13-01058 | 04/29/2015 | Claimant(s): First Midstate Incorporated
Claimant Lawyers(s): David A. Genelly
Respondent(s): Stifel, Nicolaus & Co.., Kevin Heid
Respondent Lawyers(s): Richard H. Kuhlman
Arbitrator(s): Robert S. Sugarman, Susan L. Walker, Harvey R. Herman
Hearing Site: Chicago, IL
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| 14-01712 | 04/22/2015 | Claimant(s): Livevol Securities.
Claimant Lawyers(s): Andrew T. Solomon
Respondent(s): Kimberly Kramer
Respondent Lawyers(s): Gerald M. Miller
Arbitrator(s): Martha B. Olson, Suanne F. Goldman, Susan L. Walker
Hearing Site: Chicago, IL
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| 14-02357 | 04/21/2015 | Claimant(s): Benjamin Sax, Eric Bodner
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): Deborah Friedman
Respondent Lawyers(s): John Ellis
Arbitrator(s): James D. Adducci
Hearing Site: Chicago, IL
| | Expungement |
| 13-03638 | 04/16/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shira Forman
Respondent(s): David Kosobucki
Respondent Lawyers(s): David Kosobucki
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 14-02212 | 04/16/2015 | Claimant(s): Anthony Meyer
Claimant Lawyers(s): Schulyer Geller
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joshua D. Jones
Arbitrator(s): Phillips M. Montross, Daniel Baruch Lidawer, Frank A. Dusek
Hearing Site: Chicago, IL
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