| 21-02693 | 05/27/2022 | Claimant(s): Eric Moreno
Claimant Lawyers(s): William McClelland Montgomery
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA
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| 21-02330 | 05/26/2022 | Claimant(s): David Rojas
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Elena G. Rodriguez
Hearing Site: San Juan, PR
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| 21-01913 | 05/23/2022 | Claimant(s): William Crull
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Robert J. Gregory
Hearing Site: New Orleans, LA
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| 21-02826 | 05/19/2022 | Claimant(s): David H. Savetz
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Julian F. Santos, Roy Lukins Rowsell, Gregg Lance Zeoli
Hearing Site: New York, NY
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| 19-00391 | 05/18/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Michael F Braun
Respondent(s): Bruce Smith
Respondent Lawyers(s): Ashley C. Brown
Arbitrator(s): George Pinckney Shingler, Judith Cochrane Loomis, Shaquana Ellison
Hearing Site: Atlanta, GA
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| 22-00359 | 05/13/2022 | Claimant(s): Roderick Von Lipsey
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Patricia H. Latham
Hearing Site: Washington, DC
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| 21-03044 | 05/05/2022 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp.
Claimant Lawyers(s): Patrick J. Bradley
Respondent(s): James Orzech
Respondent Lawyers(s): James Orzech
Arbitrator(s): L. Paul Kehoe
Hearing Site: Buffalo, NY
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| 21-02992 | 05/02/2022 | Claimant(s): Ivan Pelegrina
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 21-03058 | 04/27/2022 | Claimant(s): Jorge Rodriguez
Claimant Lawyers(s): Roberto C Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Martin A. Feigenbaum
Hearing Site: San Juan, PR
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| 21-02432 | 04/26/2022 | Claimant(s): Orlando Perez, Viviana Perez Cordero
Claimant Lawyers(s): Roberto C. Quinones-Rivera, Sonia M. Lopez del Valle
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Rey F. Medina Velez
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR
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