| 15-01964 | 01/19/2017 | Claimant(s): Keith Condemi
Claimant Lawyers(s): Linda H. Joseph
Respondent(s): Mark Kolta
Respondent Lawyers(s): David L. Rosenthal
Arbitrator(s): Krista Gottlieb
Hearing Site: Buffalo, NY
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| 12-02515 | 07/10/2014 | Claimant(s): Timothy McNamara
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michele A. Coffey
Arbitrator(s): Patrick M. Markey, Stephen P. LaLonde, Kenneth Dymond
Hearing Site: Buffalo, NY
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| 13-00441 | 06/05/2014 | Claimant(s): Christopher Birli, Patrick Chapin
Claimant Lawyers(s): Anthony Pecoraro, Brendan James Gilbert
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Rachel B. Cowen
Arbitrator(s): David R. Foley, L. Paul Kehoe, Ramona Lee Lloyd
Hearing Site: Buffalo, NY
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| 13-01708 | 02/20/2014 | Claimant(s): Scott Rivard
Claimant Lawyers(s): Scott W Rivard
Respondent(s): Frank Black, Southeast Investments, N.C. Inc.
Respondent Lawyers(s): Frank Harmon Black
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
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| 12-04172 | 10/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Francis Gerham
Respondent Lawyers(s): Donald Neidhardt
Arbitrator(s): Frank C. Fogl
Hearing Site: Buffalo, NY
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| 12-02407 | 05/08/2013 | Claimant(s): Sage, Rutty & Co..
Claimant Lawyers(s): James P. Nonkes
Respondent(s): Martin Lieber, William Boselli
Respondent Lawyers(s): Warren B. Rosenbaum
Arbitrator(s): Philip M. Marshall, Krista Gottlieb, Francis Xavior Daumen
Hearing Site: Buffalo, NY
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| 12-03268 | 03/27/2013 | Claimant(s): Cambridge Investment Research.
Claimant Lawyers(s): Carrie L Lathrop
Respondent(s): Timothy Sobolewski
Respondent Lawyers(s): Joanne A. Schultz
Arbitrator(s): Christopher C. Willett
Hearing Site: Buffalo, NY
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| 11-03222 | 01/18/2013 | Claimant(s): John Wassenaar
Claimant Lawyers(s): Joseph B. Alonso
Respondent(s): CF Global Trading
Respondent Lawyers(s): Lainie E. Cohen
Arbitrator(s): Kathleen Hoey Gorr, Katherine Levitan, Francis Xavior Daumen
Hearing Site: Buffalo, NY
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| 11-04163 | 09/25/2012 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Mark Manly
Respondent Lawyers(s): Mark E. Manly
Arbitrator(s): Richard D. Rosenbloom
Hearing Site: Buffalo, NY
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| 11-03289 | 06/18/2012 | Claimant(s): Wall Street Financial Group.
Claimant Lawyers(s): Michael Schwartzberg
Respondent(s): Walter Grenda
Respondent Lawyers(s): Walter Grenda
Arbitrator(s): Peter A.P. Dunlop
Hearing Site: Buffalo, NY
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