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FINRA Awards for Guillermo L. Bosch

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Displaying 10 out of 19 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0179508/28/2024Claimant(s): Michael Kuczinski
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): OSAIC Wealth, Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, Jennifer R. Cox
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
23-0135302/28/2024Claimant(s): David Zane
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): PNC Investments
Respondent Lawyers(s): Angelina T. Evans
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
23-0212802/09/2024Claimant(s): Andrew Perry, Todd Perry
Claimant Lawyers(s): Robert Moses
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): John Murphy
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
22-0242410/20/2023Claimant(s): Michael Norton
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Lincoln Financial Distributors.
Respondent Lawyers(s): Dustin J. Tirpak
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
21-0208203/25/2022Claimant(s): Manfred Kanther
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
20-0410808/13/2021Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
20-0272404/13/2021Claimant(s): Mark Byelich
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Paul Yarns
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
20-0313204/13/2021Claimant(s): Julia Brufke Wenger
Claimant Lawyers(s): Stephan Louviere
Respondent(s): Cincinnati Analysts.
Respondent Lawyers(s): Mark J. Mahoney
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Philadelphia, PA
20-0103412/09/2020Claimant(s): Samuel Monchik
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): FSC Securities Corporation, Geneos Wealth Management.
Respondent Lawyers(s): James Noblett, Victoria H. Buter
Arbitrator(s): Guillermo L. Bosch
Hearing Site: Wilmington, DE
18-0063710/04/2019Claimant(s): Tetyana Luczaj
Claimant Lawyers(s): Tetyana Luczaj
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Frederick T. Smith
Arbitrator(s): Guillermo L. Bosch, Alan M. Schankel, Laura A. Kaster
Hearing Site: Philadelphia, PA

19 Results

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