FINRA Awards for Catherine Esther Bocskor

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-01965	05/09/2024	Claimant(s): Christopher Heilman, Ronald Kiser Claimant Lawyers(s): Thomas J. Momjian Respondent(s): Truist Investment Services. Respondent Lawyers(s): Andrew J. Shapren Arbitrator(s): Marian Smith Glenn, Catherine Esther Bocskor, Douglas Ken Rudley Hearing Site: Norfolk, VA
21-01391	12/13/2022	Claimant(s): Christine Bourdelais Claimant Lawyers(s): Christine Callie Bourdelais Respondent(s): NYLife Securities LLC, NY Life Insurance Company of Arizona, New York Life Insurance & Annuity Corp., New York Life Insurance Company Respondent Lawyers(s): Christopher J. Murdoch Arbitrator(s): Michael J. Ahlstrom, Lawrence M. Barnes, Catherine Esther Bocskor Hearing Site: Norfolk, VA
19-02211	03/06/2020	Claimant(s): Edward William Kissinger Claimant Lawyers(s): Rachel N. Mech Respondent(s): Sanders Morris Harris LLC Respondent Lawyers(s): Steve Mangold Arbitrator(s): Catherine Esther Bocskor Hearing Site: Baltimore, MD
18-00889	01/07/2019	Claimant(s): David Miller Claimant Lawyers(s): Timothy Lynch Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Catherine Esther Bocskor Hearing Site: Baltimore, MD