FINRA Awards for Dominick & Dickerman LLC

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-01326	12/20/2023	Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
23-01328	11/06/2023	Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC Respondent Lawyers(s): Robert M. Hladek Arbitrator(s): Ira A. Auerbach Hearing Site: New York, NY
17-01930	04/07/2020	Claimant(s): Michael Campbell, Dominick & Dickerman LLC Claimant Lawyers(s): Edward James Little Respondent(s): Gary Wunderlich, Wunderlich Securities. Respondent Lawyers(s): Peter S. Fruin Arbitrator(s): Jill I. Gross, Joel B. Finard, A. Rene Hollyer Hearing Site: New York, NY
17-03124	02/04/2019	Claimant(s): Dominick & Dickerman LLC Claimant Lawyers(s): George O. Richardson Respondent(s): Pershing LLC Respondent Lawyers(s): Jane L. Myers Arbitrator(s): Stanley F. Meyerson, Carl A. Goldman, Emily M. Altman Hearing Site: New York, NY