| 23-00710 | 02/02/2024 | Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Denise L. Quarles, Eila Matt, Peter E. Gillespie
Hearing Site: New York, NY
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| 23-01368 | 01/23/2024 | Claimant(s): William Brown
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond James & Associates., Legg Mason Wood Walker, R. H. York & Company.
Respondent Lawyers(s): Laura Ruiz Rivera, Lawrence York, Rosemary Francavilla
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
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| 20-03071 | 11/10/2021 | Claimant(s): Mathew Schweifler
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Citicorp Investment Services
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Mary Margaret Bush
Hearing Site: San Francisco, CA
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| 20-02854 | 09/24/2021 | Claimant(s): Jonathan Legg
Claimant Lawyers(s): Adam M Kauff
Respondent(s): Legg Mason Wood Walker, B. Riley Securities.
Respondent Lawyers(s): Michael Markunas, Rosemary Francavilla
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
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| 20-01044 | 04/16/2021 | Claimant(s): George Eggers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legg Mason Wood Walker
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Thomas Benjamin Salzer
Hearing Site: Philadelphia, PA
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| 20-00701 | 02/10/2021 | Claimant(s): Sheila Shaffer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Legg Mason Wood Walker
Respondent Lawyers(s): Rosemary Francavilla
Arbitrator(s): Kelli J. Jareaux
Hearing Site: Washington, DC
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| 18-00261 | 10/31/2018 | Claimant(s): John Tyczynski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gleacher & Company Securities., Legg Mason Wood Walker
Respondent Lawyers(s): Annis Kwok, Rosemary Francavilla
Arbitrator(s): Tracy L. Allen
Hearing Site: Buffalo, NY
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