FINRA Awards for Clifford A. Threlkeld

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03417	10/06/2023	Claimant(s): Elmer Ferguson Claimant Lawyers(s): Elmer Richard Ferguson Respondent(s): MMA Securities LLC, Marsh & McLennan Agency LLC Respondent Lawyers(s): Benjamin Emmert Arbitrator(s): Ronald Chun, Clifford A. Threlkeld, Richard Thomas Boyer Hearing Site: San Francisco, CA
18-03175	03/23/2023	Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): G. Thomas Fleming Respondent(s): Robert Dressler, Yuen Lin Chan Respondent Lawyers(s): G. Thomas Fleming, Neil L. Henrichsen Arbitrator(s): Daniel M. Yamshon, Clifford A. Threlkeld, Elizabeth Dye Battaglia Hearing Site: San Francisco, CA
22-00805	01/23/2023	Claimant(s): Steven Rose Claimant Lawyers(s): Jeffrey Thomas Respondent(s): LPL Financial LLC Respondent Lawyers(s): Rochelle Mayfield Arbitrator(s): Laurel Littman Gothelf, Bradley C. Mitchell, Clifford A. Threlkeld Hearing Site: Reno, NV
19-02863	10/23/2020	Claimant(s): Gerard Camerino Claimant Lawyers(s): Wilmer D. Masterson Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Eric M. Steinert Arbitrator(s): Bradley C. Mitchell, Clifford A. Threlkeld, Kenneth Paul Strongman Hearing Site: San Francisco, CA
13-01664	08/27/2014	Claimant(s): Noriel Campos Claimant Lawyers(s): Ryan T. Dunn Respondent(s): Beth Kirkland, Wells Fargo Advisors, George Von Zedlitz, Kevin Kitchin, Wilton Owyang Respondent Lawyers(s): Timothy N. Will Arbitrator(s): Sheldon Michaels, Clifford A. Threlkeld, John Burritt McArthur Hearing Site: San Francisco, CA