Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 14-01781 | 10/09/2014 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Alex M. Komoroski Respondent(s): Jeffrey Whitaker Respondent Lawyers(s): Jeffrey Lee Whitaker Arbitrator(s): Peter B. Vaden Hearing Site: Norfolk, VA | ||
| 11-00720 | 05/14/2012 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Andrew R. Park Respondent(s): Mark Magnone Respondent Lawyers(s): William A. Healy Arbitrator(s): Peter B. Vaden, Laurence M. Scoville, William James Russell Hearing Site: Norfolk, VA | ||
| 11-00139 | 11/21/2011 | Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill B. Clarke Respondent(s): Bradlee Hager Respondent Lawyers(s): Bradlee P. Hager Arbitrator(s): Peter B. Vaden Hearing Site: Raleigh, NC | ||
| 10-01650 | 05/18/2011 | Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph F. Keenan Respondent(s): Cecil Creasy Respondent Lawyers(s): J. Anthony Penry Arbitrator(s): Peter B. Vaden, Fred Kelner, Dwayne Thomas McKinley Hearing Site: Raleigh, NC | ||
| 10-05050 | 03/07/2011 | Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Edward C. Nowak Respondent(s): Robert Isom Respondent Lawyers(s): Robert C. Isom Arbitrator(s): Peter B. Vaden Hearing Site: Columbia, SC | ||
| 10-03358 | 12/07/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Gregg W. Marsano Respondent(s): David Bredenburg Respondent Lawyers(s): David Bredenburg Arbitrator(s): Peter B. Vaden Hearing Site: Baltimore, MD |