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FINRA Awards for Jeffery Rodgers

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0295910/08/2021Claimant(s): Cary Lucas
Claimant Lawyers(s): Craig H. Kuglar
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): William Barker Brown, Michael Ryan Peacock, Erin Elizabeth Waddington
Hearing Site: Atlanta, GA
18-0361904/05/2019Claimant(s): Gerald Maisner
Claimant Lawyers(s): Kurt T. Kalberer
Respondent(s): Wells Fargo Clearing Services, RBC Capital Markets LLC
Respondent Lawyers(s): Jeffery Rodgers, Tiana M. Towns
Arbitrator(s): Steven C. Kasarda
Hearing Site: New York, NY

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