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FINRA Awards for Jeffery Rodgers

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0101109/30/2019Claimant(s): Jeffrey Foster, Joyce Foster
Claimant Lawyers(s): David M. White
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): Robert J. McDonnell
Hearing Site: Newark, NJ
Checkmark Icon$4,617
18-0372906/20/2019Claimant(s): Dulcita Segal, Focus For Health Foundation
Claimant Lawyers(s): Barry Segal
Respondent(s): Alexander Aiello, Wells Fargo Advisors
Respondent Lawyers(s): Jeffery Rodgers
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
Checkmark IconExpungement
18-0251212/07/2018Claimant(s): Brian McDermott, Patricia McDermott
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): J.P. Morgan Securities, Wells Fargo Clearing Services, Kevin Mercer
Respondent Lawyers(s): Heidi E. VonderHeidi, Jeffery Rodgers, Kevin Allen Mercer
Arbitrator(s): Daniel Robbins
Hearing Site: New York, NY
Checkmark Icon$600

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