FINRA Awards for Keith Roberts

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-02192	04/12/2017	Claimant(s): Citigroup Global Markets. Claimant Lawyers(s): Christopher M. Rodriguez Respondent(s): Thomas Avitabile Respondent Lawyers(s): David P. Stich Arbitrator(s): Irwin Kahn, David J. Pine, Keith Roberts Hearing Site: New York, NY
13-01035	03/17/2014	Claimant(s): Deeb Salem Claimant Lawyers(s): Jonathan Sack Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Andrew J. Frackman Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal Hearing Site: New York, NY
11-04353	12/02/2013	Claimant(s): Tullett Prebon Financial Services LLC Claimant Lawyers(s): Jonathan Stoler Respondent(s): Matthew Brust Respondent Lawyers(s): Jordan D. Becker Arbitrator(s): Henry Tiffany, Keith Roberts, Michele S. Riley Hearing Site: New York, NY
07-00130	03/17/2009	Claimant(s): Duane Winchester, Fahrudin Sinanaj, John Suh, Tyre Newsome Claimant Lawyers(s): Jeffrey L. Cox Respondent(s): Maxim Group LLC Respondent Lawyers(s): Lawrence R. Sandak Arbitrator(s): Hilary B. Miller, Mary Noe, Keith Roberts Hearing Site: New York, NY