FINRA Awards for Bernard (Bob) L. Loring

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
12-01668	07/26/2013	Claimant(s): Popular Securities. Claimant Lawyers(s): Eyck O. Lugo-Rivera Respondent(s): Gustavo del Valle Pagan Respondent Lawyers(s): Anibal Lugo-Miranda Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Jaime J. Aponte-Parsi Hearing Site: San Juan, PR
12-02646	03/07/2013	Claimant(s): Alfonso Boneta Claimant Lawyers(s): Jonathan C. Schwartz Respondent(s): Lydia Rodriguez Tirado, Oscar Diaz Respondent Lawyers(s): Lydia Rodriguez Tirado, Oscar Diaz Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, Barth Satuloff Hearing Site: San Juan, PR		Expungement
10-05360	09/12/2012	Claimant(s): UBS Financial Services Inc. Claimant Lawyers(s): Michael T. Roche Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bernard (Bob) L. Loring, Charles Hoffman, Steven E. Eisenberg Hearing Site: Ft. Lauderdale, FL
07-03230	12/05/2008	Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): D. Daxton White Respondent(s): Alfredo Grandal Respondent Lawyers(s): Jason Lopez Arbitrator(s): Bernard (Bob) L. Loring, Ralph H. Emer, Lee Alan Rosenblum Hearing Site: Boca Raton, FL