10-01816 | 11/26/2012 | Claimant(s): Carolyn Gilson Claimant Lawyers(s): Jonathan Etra Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Daniel P. Lund Hearing Site: Miami, FL
| | $367,055 |
10-03663 | 05/04/2012 | Claimant(s): Jose Flores Claimant Lawyers(s): Rafael E. Lugo-Sotomayor Respondent(s): Jeffrey Lopez, UBS Financial Services Inc., BBVA Securities of Puerto Rico., UBS Financial Services Inc. of P.R. Respondent Lawyers(s): Anibal Lugo-Miranda, Debra A. Jenks, Roberto Quinones Arbitrator(s): Bernard (Bob) L. Loring, Jerrold Levine, Louis David Huss Hearing Site: San Juan, PR
| | Expungement |
10-00009 | 03/03/2011 | Claimant(s): Jeffrey S. Lieberman & Marisel Lieberman Claimant Lawyers(s): Barbara J. Riesberg Respondent(s): Julio Almeyda, Morgan Keegan & Company. Respondent Lawyers(s): Reva D. Campbell Arbitrator(s): Bernard (Bob) L. Loring, Bernard A. Becker, David M. Levine Hearing Site: Miami, FL
| | $264,300 |
08-02787 | 11/13/2009 | Claimant(s): Jose Delgado, Rolling Shield Parts. Claimant Lawyers(s): Jezabel Llorente Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Bernard (Bob) L. Loring, Elena G. Rodriguez, Kevin A. Llinas Hearing Site: Miami, FL
| | $415,481 |
08-00380 | 06/17/2009 | Claimant(s): Carol Segal, Fredda Levitt, William Siegel Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): John Devaney, Merrill Lynch Pierce Fenner & Smith Inc., United Capital Markets. Respondent Lawyers(s): Jason S. Haselkorn, Kim Kane Arbitrator(s): Bernard (Bob) L. Loring, Norman L. Weiss, Lawrence S. Silver Hearing Site: Miami, FL
| | Stipulated Award and Expungement |