FINRA Awards for John Herbert Grefe

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-02202	09/13/2021	Claimant(s): Scott Ratajczak Claimant Lawyers(s): Christopher P. Milazzo Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Julie Fleming-Wolfe Arbitrator(s): Catherine Stewart, Robert E. Anderson, John Herbert Grefe Hearing Site: Jersey City, NJ
17-02705	08/15/2019	Claimant(s): Gary Sinderbrand, Mill Lane Management Claimant Lawyers(s): Jarrod J. Malone Respondent(s): Wells Fargo Clearing Services, Steven Sinderbrand Respondent Lawyers(s): Eric Wood, Erin M. Smith Arbitrator(s): David S. Billet, Thomas J. Stock, John Herbert Grefe Hearing Site: New York, NY
13-03073	08/14/2014	Claimant(s): Juan Colon-Collazo Claimant Lawyers(s): Juan Rafael Colon-Collazo Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): William Hohauser Arbitrator(s): Julian F. Santos, Linda G. March, John Herbert Grefe Hearing Site: New York, NY
11-02850	05/08/2013	Claimant(s): Hennion and Walsh. Claimant Lawyers(s): Susan M. Guerette Respondent(s): Jason Chambeau, Morgan Stanley Respondent Lawyers(s): Jonathan C. Thau Arbitrator(s): Charles A. Crocco, John A. Scudiero, John Herbert Grefe Hearing Site: Newark, NJ