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FINRA Awards for Detroit, MI

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Displaying 51-60 out of 242 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0159612/22/2020Claimant(s): Christopher Michalak
Claimant Lawyers(s): Brian Luther
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): William M. Azkoul
Hearing Site: Detroit, MI
20-0103012/21/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Gerald W. Hepp
Hearing Site: Detroit, MI
20-0115112/16/2020Claimant(s): Daniel Wohl
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Booker T. Coleman
Arbitrator(s): Erane C. Washington-Kendrick
Hearing Site: Detroit, MI
20-0072611/25/2020Claimant(s): Russell Strickler
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Citizens Securities.
Respondent Lawyers(s): Geoffrey W. Millsom
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
20-0103311/13/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Terrance J. Dorcy
Hearing Site: Detroit, MI
19-0250211/04/2020Claimant(s): Vanessa Scott
Claimant Lawyers(s): Vanessa S. Scott
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jenny Goltz
Arbitrator(s): Robert J. Scafuri, Nancy R. Papo, Sandra Jo Baumchen
Hearing Site: Detroit, MI
20-0103111/02/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
20-0102910/23/2020Claimant(s): John Boukamp
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
20-0048910/22/2020Claimant(s): Gerard Taylor
Claimant Lawyers(s): Michael Bessette
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
19-0345409/25/2020Claimant(s): John Vandyke
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): QA3 Financial Corp.
Respondent Lawyers(s): Company President
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI

242 Results

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