FINRA Awards for David Adams Reif

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Displaying 5 out of 5 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
22-02151	05/02/2023	Claimant(s): Dennis Karjanis Claimant Lawyers(s): Craig A Riha Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Philip S. Wellman, Peter E. Gillespie, David Adams Reif Hearing Site: Hartford, CT
22-00888	11/08/2022	Claimant(s): Josh Oliver Claimant Lawyers(s): David E. Dobin Respondent(s): LPL Financial LLC Respondent Lawyers(s): Matthew T. Bohenek Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT
22-00456	10/06/2022	Claimant(s): Eric Hogarth Claimant Lawyers(s): Steven Feldman Respondent(s): Silver Oak Securitiesorporated Respondent Lawyers(s): Doug Baxley Arbitrator(s): David Adams Reif Hearing Site: Hartford, CT
20-00043	07/13/2022	Claimant(s): Stephen DesRochers Claimant Lawyers(s): Leonard B. Rose Respondent(s): UBS Financial Services Inc., UBS Credit Corp Respondent Lawyers(s): Michael F. Braun Arbitrator(s): Sean Alan D'Amico, David Adams Reif, James Bromley Bragg Hearing Site: Hartford, CT
19-00059	01/28/2020	Claimant(s): Edwin Jolly Claimant Lawyers(s): David L. Griffith Respondent(s): Jeff LaFave, Joan Tucker-White, Voya Financial Advisors. Respondent Lawyers(s): Andrew D. O'Toole, Joseph M. Porto Arbitrator(s): Peter E. Gillespie, Dean Alan Schachter, David Adams Reif Hearing Site: Hartford, CT