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FINRA Awards for Timothy Flynn

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Case Number Award Date Case Summary Customer Case? Amount Granted
21-0042610/18/2021Claimant(s): Trident Partners Ltd.
Claimant Lawyers(s): Eric J. Sussman
Respondent(s): Timothy Flynn
Respondent Lawyers(s): Timothy Michael Flynn
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
13-0016612/05/2013Claimant(s): Timothy Flynn
Claimant Lawyers(s): George L. Mahr
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip A. Fortino
Arbitrator(s): John A. Astorina, Franklin P. Chapman, Peter Susser
Hearing Site: New York, NY
08-0119407/01/2010Claimant(s): Trident Partners Ltd
Claimant Lawyers(s): Eugene L. Small
Respondent(s): Brian Schantz, Edward Flynn, Francine Lanaia, Timothy Flynn, Alexander Capital, L.P.
Respondent Lawyers(s): Carl Lanzisera, Eugene L. Small, Francine A. Lanaia
Arbitrator(s): Sandra J. Mullings, Anthony J. Raimondi, Richard C. Bell
Hearing Site: New York, NY

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