Potomac Analytics' Logo

FINRA Awards for Philip I. McConnell

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0403507/19/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex M. Komoroski
Respondent(s): Michael Koletar
Respondent Lawyers(s): Michael Charles Koletar
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
12-0417306/24/2013Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Ernest W. Irons
Respondent(s): Thomas Decker
Respondent Lawyers(s): Kevin M. Roche
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
12-0368105/06/2013Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Keara K. Roethke
Respondent(s): Craig Buhr
Respondent Lawyers(s): Craig Joseph Buhr
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
11-0270608/30/2012Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kimberly Rule
Respondent Lawyers(s): Tracey Edward Gajak
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
11-0177601/20/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Jessica G. Klein
Respondent(s): Kyle Cronan
Respondent Lawyers(s): Kyle Thomas Cronan
Arbitrator(s): Philip I. McConnell
Hearing Site: Houston, TX
10-0493902/25/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Christopher S. Griesmeyer
Respondent(s): Michael Alexander
Respondent Lawyers(s): Michael Allen Alexander
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX

6 Results

Display: