Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-03327 | 12/15/2015 | Claimant(s): Dana Johnson, Malvin Johnson Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Michael Naccarato Arbitrator(s): Philip I. McConnell Hearing Site: Dallas, TX |  | $10,600 |
| 14-00179 | 08/15/2014 | Claimant(s): Larry Wiggins Claimant Lawyers(s): Larry G. Wiggins Respondent(s): TD Ameritrade. Respondent Lawyers(s): Megan A. Lamberti Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 11-03675 | 03/14/2013 | Claimant(s): Jaime Melgarejo Claimant Lawyers(s): Jaime Melgarejo Respondent(s): Legend Securities. Respondent Lawyers(s): Lawrence R. Gelber Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 08-03387 | 06/15/2012 | Claimant(s): S. Mehta, Sandeep Mehta, Neri Partners, Ltd, Jai Ganesh Trust Claimant Lawyers(s): Jason A. Copling Respondent(s): Dilip Shah, Pankaj Udeshi Respondent Lawyers(s): Gary S. Kessler, John J. Gitlin Arbitrator(s): Philip I. McConnell, Larry N. Quinn, Catherine M. Norman Hearing Site: Dallas, TX | | $66,500 |
| 11-01883 | 11/17/2011 | Claimant(s): Wade Casey Claimant Lawyers(s): Richard S. Frankowski Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Shea O'Brien Hicks Arbitrator(s): Philip I. McConnell Hearing Site: Birmingham, AL | | $213 |
| 10-04943 | 04/14/2011 | Claimant(s): David Marconi Claimant Lawyers(s): Michael Floreani Respondent(s): Peter Amato Respondent Lawyers(s): Peter Gaetano Amato Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $467,995 |
| 10-01257 | 11/11/2010 | Claimant(s): R. Walters, R. Corey Walters Investments Claimant Lawyers(s): R. Corey Walters Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Tomas F. Kopshever Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |
| 09-05973 | 03/31/2010 | Claimant(s): David G. Steakley and Paula B. Steakley Claimant Lawyers(s): David G. Steakley Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Robert Matthews Arbitrator(s): Philip I. McConnell Hearing Site: Houston, TX | | $0 |