FINRA Awards for Kenneth N. Adamson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
20-00381	12/10/2020	Claimant(s): Steven Lopez Claimant Lawyers(s): James Eccleston Respondent(s): Ameriprise Advisor Services., Ameriprise Financial Services, Olde Discount Corporation Respondent Lawyers(s): Howard Klausmeier Arbitrator(s): Frank Samuelsohn, Kenneth N. Adamson, Raymond P. Buschmann Hearing Site: Chicago, IL
18-04419	10/04/2019	Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., AXA Advisors Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL
17-01027	01/30/2018	Claimant(s): Genevieve Mar Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Bradley A. Fishman Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL
13-02124	12/19/2014	Claimant(s): Raymond Walton Claimant Lawyers(s): Nancy Temple Respondent(s): Cantor Fitzgerald & Co., BGC Financial, L.P. Respondent Lawyers(s): David E. Schoenfeld Arbitrator(s): Kenneth N. Adamson, Epaminondas Eddie Manelis, John M. Kramer Hearing Site: Chicago, IL