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FINRA Awards for Morgan Stanley

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Displaying 721-730 out of 784 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0185410/11/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): David Neison
Respondent Lawyers(s): David C. Neison
Arbitrator(s): Tim V. Young
Hearing Site: Louisville, KY
11-0122810/05/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Bruce Lanahan
Respondent Lawyers(s): Bruce G. Lanahan
Arbitrator(s): Charles A. Joplin
Hearing Site: Dallas, TX
10-0444410/04/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Elliott Moskowitz
Respondent Lawyers(s): Michael G. Donovan
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Raleigh, NC
11-0211410/03/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nick Kerrigan
Respondent Lawyers(s): Nick John Kerrigan
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
11-0150809/29/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William McGuane
Respondent Lawyers(s): William McGuane
Arbitrator(s): Leo G. Stern
Hearing Site: Des Moines, IA
10-0468909/27/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Todd Ratner
Respondent(s): Justin Barch
Respondent Lawyers(s): Justin R. Barch
Arbitrator(s): William H. Malloy
Hearing Site: Washington, DC
11-0172409/20/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Gregory Holmes
Respondent Lawyers(s): Gregory P. Holmes
Arbitrator(s): Erik R. Siering
Hearing Site: Los Angeles, CA
09-0715909/09/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Yana Kromo
Respondent(s): Robert Thompson
Respondent Lawyers(s): Chris T. Vernon
Arbitrator(s): Steven R. Reininger, John Hughes Verchot, Joel David Cowart
Hearing Site: Tampa, FL
11-0038209/08/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Hilary Campbell
Respondent Lawyers(s): Hilary Campbell
Arbitrator(s): Elizabeth A. Copley
Hearing Site: Los Angeles, CA
10-0130708/31/2011Claimant(s): Morgan Stanley
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Garner Mabry, Todd Schwartz
Respondent Lawyers(s): John E. MacDonald
Arbitrator(s): Langdon T. Owen, Charles G. Michaels, William A. Stephenson
Hearing Site: Denver, CO

784 Results

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