10-01839 | 08/30/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Robert Halldin Respondent Lawyers(s): Robert Halldin Arbitrator(s): Ernest Fanwick Hearing Site: Hartford, CT
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09-06942 | 08/26/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Tim Dowden Respondent Lawyers(s): J. Mitchell Little Arbitrator(s): Maryanne M. Esser Hearing Site: Dallas, TX
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09-00312 | 08/19/2010 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Keith Jackson Respondent Lawyers(s): Keith C. Jackson Arbitrator(s): Stephen G. Sneeringer Hearing Site: Kansas City, MO
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09-00110 | 08/11/2010 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Martin Vanamen Respondent Lawyers(s): Martin Johanne Vanamen Arbitrator(s): Thomas D. Tays, David M. Seidner, Suzanne M. Dallimore, P.C. Hearing Site: Salt Lake City, UT
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09-03959 | 08/05/2010 | Claimant(s): Phillip Sielatycki Claimant Lawyers(s): Laura J Wetsch Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): Diane C. Fischer Arbitrator(s): Timothy J. Wright, Charles S. Clayton, Michael J. Pasquale Hearing Site: Raleigh, NC
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09-02079 | 08/03/2010 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): J. Sciara Respondent Lawyers(s): J. Michael Sciara Arbitrator(s): Gary S. Jefferson Hearing Site: Memphis, TN
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09-06537 | 07/15/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Steven Lawton Respondent Lawyers(s): Steven Michael Lawton Arbitrator(s): Ernest Fanwick Hearing Site: Providence, RI
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09-07144 | 07/08/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Anthony Dicesare Respondent Lawyers(s): Anthony DiCesare Arbitrator(s): Ralph L. Halpern Hearing Site: Buffalo, NY
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09-05792 | 06/21/2010 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Diane C. Fischer Respondent(s): Frank Yeilding Respondent Lawyers(s): Frank A. Yeilding Arbitrator(s): Mark A. Myers Hearing Site: Birmingham, AL
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09-04483 | 05/17/2010 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Arroyos Respondent Lawyers(s): Michael D. Arroyos Arbitrator(s): Eli Bensky Hearing Site: Houston, TX
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