07-02677 | 05/13/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Daniel Voss Respondent Lawyers(s): Mark L. Kowalsky Arbitrator(s): Bruce A. Lindvig Hearing Site: Phoenix, AZ
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07-01369 | 05/12/2008 | Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Diane C. Fischer Respondent(s): James Hamrick Respondent Lawyers(s): James M. Hamrick Arbitrator(s): Eli Bensky, Dale A. Hearn, Ruth Smith Jackson Hearing Site: Houston, TX
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05-06100 | 04/10/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Theodore Larsen Respondent Lawyers(s): Theodore A. Larsen Arbitrator(s): Stephen L. Przewlocki, Paul J. Phillips, James W. Warren Hearing Site: Phoenix, AZ
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06-04423 | 03/25/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michael Simmers Respondent Lawyers(s): David A. Sebastian Arbitrator(s): Peter B. Kupelian, Gary C. Peters, Ann D. Kuhna Hearing Site: Detroit, MI
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06-05400 | 02/22/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Eric Rivenbark Respondent Lawyers(s): Eric Ryan Rivenbark Arbitrator(s): Timothy J. Wright, Michael Lloyd Weisel, Michael F. Pearl Hearing Site: Raleigh, NC
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07-01315 | 02/15/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Thomas Cooper Respondent Lawyers(s): Thomas Stephen Cooper Arbitrator(s): Richard L. Oates, Thomas C. Moxley, Richard Lee Matthews Hearing Site: Nashville, TN
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07-01001 | 02/14/2008 | Claimant(s): Wells Fargo Investments Claimant Lawyers(s): Diane C. Fischer Respondent(s): Monica Liska Respondent Lawyers(s): Monica M. Liska Arbitrator(s): Lee T. Beske, Christopher Daniel Gryzen, David A. Peterson Hearing Site: Minneapolis, MN
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07-01520 | 01/31/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Terry Vail Respondent Lawyers(s): Terry Joe Vail Arbitrator(s): Ronald K. Sprague Hearing Site: Phoenix, AZ
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07-00797 | 01/28/2008 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Diane C. Fischer Respondent(s): Jay Rottner Respondent Lawyers(s): J. Steven Parker Arbitrator(s): A. Keith Logue, T. Scott Watkins, Joan Connolly Grafstein Hearing Site: Atlanta, GA
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06-03670 | 01/08/2008 | Claimant(s): Banc of America Investment Services Inc. Claimant Lawyers(s): Diane C. Fischer Respondent(s): Michae Hampton Respondent Lawyers(s): Albert S. Watkins Arbitrator(s): Thomas J. Ray, Bruce S. Feldacker, Jesse David Hill Hearing Site: St. Louis, MO
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