FINRA Awards for Steven Gary Leventhal

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Displaying 11-14 out of 14 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
18-03735	03/20/2020	Claimant(s): William Lee Claimant Lawyers(s): Aegis J. Frumento Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Francis J. LaSalla, Steven Gary Leventhal, Mitchell Regenbogen Hearing Site: New York, NY
17-00801	04/16/2019	Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Bradley Fishman Respondent(s): Jordan Berlin Respondent Lawyers(s): Christopher D. Warren Arbitrator(s): Anna Lascar, Steven Gary Leventhal, Harvey E. Benjamin Hearing Site: New York, NY
13-01035	03/17/2014	Claimant(s): Deeb Salem Claimant Lawyers(s): Jonathan Sack Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): Andrew J. Frackman Arbitrator(s): Martin H. Zern, Keith Roberts, Steven Gary Leventhal Hearing Site: New York, NY
12-02208	02/12/2013	Claimant(s): Faisal Khan, Georgios Michos Claimant Lawyers(s): Jack Delaney Respondent(s): Philip Potter, Ralph Daiuto, Dimension Brokerage, Dimension Securities Respondent Lawyers(s): Timothy A. Valliere Arbitrator(s): Richard W. Vallario, Ira S. Cure, Steven Gary Leventhal Hearing Site: New York, NY