| 23-02934 | 08/05/2024 | Claimant(s): Kurt Cambier
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Kristina J. Branstetter
Arbitrator(s): Steve A. Miller, Ronald G. Guida, Lynn Hirschfeld Brahin
Hearing Site: Denver, CO
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| 21-02393 | 11/07/2022 | Claimant(s): Jerry Mathew
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Neal S. Robb
Arbitrator(s): Patricia M. Bottoms, Ronald G. Guida, Gregory G. Gocek
Hearing Site: Denver, CO
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| 18-03893 | 10/15/2021 | Claimant(s): Shawn Lawson
Claimant Lawyers(s): Clinton W. Marrs
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Julie L. Taylor
Arbitrator(s): Ronald G. Guida, Richard Djokic, Henry Zabarsky
Hearing Site: Denver, CO
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| 18-02220 | 09/09/2019 | Claimant(s): Carol Chiarito
Claimant Lawyers(s): Joshua B. Kons
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Patrick B. Griffin
Arbitrator(s): Ronald G. Guida, Richard Djokic, Michael Eugene Ford
Hearing Site: Denver, CO
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