FINRA Awards for Tom L. Peterson

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Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-02496	06/23/2015	Claimant(s): Cheri Jewison, Ameriprise Financial Services. Claimant Lawyers(s): Susan E. Sheely Respondent(s): Alan Horowitz Respondent Lawyers(s): Alan Horowitz Arbitrator(s): Tom L. Peterson, Evalyn Lipton Fishbein, Barbara-Ann Boehler Hearing Site: Boston, MA		Expungement
12-00601	01/16/2014	Claimant(s): Barclays Capital Inc. Claimant Lawyers(s): David G. Russell Respondent(s): Ian Lowitt, Martin Courage, Mitchell Cox, Preston McSwain, Stephen Houston, Thomas Kalaris, Barclays Bank PLC Respondent Lawyers(s): David G. Russell, Lisa G. Arrowood Arbitrator(s): Christine Armstrong, Tom L. Peterson, Steven S. Manos Hearing Site: Boston, MA
11-00595	10/05/2012	Claimant(s): Janney Montgomery Scott LLC Claimant Lawyers(s): Jill Clarke Respondent(s): Hilary O'Malley, Kevin O'Malley Respondent Lawyers(s): Hilary Elizabeth O'Malley, Kevin James O'Malley Arbitrator(s): Dallas Whitney Coffman, Tom L. Peterson, William I. Carmen Hearing Site: Boston, MA
06-04609	09/25/2007	Claimant(s): Mary Ann White Claimant Lawyers(s): Patricia A. Washienko Respondent(s): Peter Fader, Urchin Capital Partners Respondent Lawyers(s): James S. Rollins Arbitrator(s): Tom L. Peterson, John F. Poole, Melinda S. Milberg Hearing Site: Boston, MA