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FINRA Awards for Tom L. Peterson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0194210/21/2015Claimant(s): Alaa Elhamrawy
Claimant Lawyers(s): Alaa Elhamrawy
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Tom L. Peterson, Arnold M. Marrow, Susan Lauder Stewart
Hearing Site: Boston, MA
Checkmark Icon$0
12-0379606/18/2015Claimant(s): Mary Mahoney, James & Delores Caggiano
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Tom L. Peterson, William R Harding, Gene M. Bauer
Hearing Site: Boston, MA
Checkmark Icon$0
09-0423907/02/2010Claimant(s): Morgan Keegan & Company.
Claimant Lawyers(s): Charles M. Dalziel
Respondent(s): Robert McLellan
Respondent Lawyers(s): Michael A. Collora
Arbitrator(s): June Y. Kilmarx, Tom L. Peterson, Amy Lampert
Hearing Site: Boston, MA
Checkmark Icon$0

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