FINRA Awards for Howard B. Silverman

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 4 out of 4 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
14-00489	10/10/2014	Claimant(s): Thomas Salvino Claimant Lawyers(s): James L. Kopecky Respondent(s): William Blair & Company L.L.C. Respondent Lawyers(s): Arthur Simon Arbitrator(s): Stephen C. Esposito, Howard B. Silverman, Marcia Bonita Gevers Hearing Site: Chicago, IL
08-03455	04/14/2009	Claimant(s): CCO Investment Services Corp. Claimant Lawyers(s): David M. Belcher Respondent(s): Richmond Ashley Respondent Lawyers(s): Richmond A. Ashley Arbitrator(s): Larry M. Dreyfus, Howard B. Silverman, Suanne F. Goldman Hearing Site: Chicago, IL
08-00952	03/13/2009	Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Will Stute Respondent(s): Jesse Brown Respondent Lawyers(s): Jesse Booker Brown Arbitrator(s): A. Brad Busscher, Howard B. Silverman, Jerome Arthur Connolly Hearing Site: Chicago, IL
08-00769	12/05/2008	Claimant(s): Morgan Stanley & Co. Claimant Lawyers(s): Philip J. Campisi Respondent(s): Todd Potter Respondent Lawyers(s): Todd R. Potter Arbitrator(s): Frank F. Foys, Howard B. Silverman, John C. Bierbusse Hearing Site: Chicago, IL