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FINRA Awards for Howard B. Silverman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0269711/30/2017Claimant(s): Naila Ahmed
Claimant Lawyers(s): John J Muldoon
Respondent(s): Morgan Stanley, Stephen Bowman
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Howard B. Silverman, Marilee Roberg, Gregory G. Gocek
Hearing Site: Chicago, IL
Checkmark Icon$37,170
08-0263901/13/2011Claimant(s): International Capital Management Company
Claimant Lawyers(s): Celiza P. Braganca
Respondent(s): J.P. Morgan Securities, Matthew Tannin, Norman Lang, Ralph Cioffi, Raymond McGarrigal, Bear Stearns Asset Management Inc., The Bear Stearn & Companies.
Respondent Lawyers(s): Catherine L. Redlich, Edward J.M. Little, Gabrielle Gould, Theresa Trzaskoma
Arbitrator(s): Howard B. Silverman, Susanne J. Hollander, Marilee Roberg
Hearing Site: Chicago, IL
Checkmark Icon$0

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