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FINRA Awards for Patricia Cowart

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0304608/25/2021Claimant(s): Corey Daniel
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
20-0345807/23/2021Claimant(s): Sean Dobranich
Claimant Lawyers(s): James P. Galvin
Respondent(s): Wells Fargo Clearing Services, Waddell & Reed
Respondent Lawyers(s): Chad Weaver, Patricia Cowart
Arbitrator(s): Barry A. Mainardi, Robert E. Jenks, Ben Lehavi
Hearing Site: Las Vegas, NV
20-0302306/01/2021Claimant(s): Peter Goffin
Claimant Lawyers(s): Joshua Bautz
Respondent(s): Wells Fargo Advisors Financial Network, NewBridge Securities Corp.
Respondent Lawyers(s): Gregg J. Breitbart, Patricia Cowart
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL

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