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FINRA Awards for Patricia Cowart

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0199901/18/2019Claimant(s): Nancy Mellon
Claimant Lawyers(s): Nancy Kimball Mellon
Respondent(s): Wells Fargo Advisors Financial Network, Wells Fargo Clearing Services, Peter Roome
Respondent Lawyers(s): Patricia Cowart, Peter D. Roome
Arbitrator(s): John P. Cullem
Hearing Site: Tampa, FL
Checkmark IconExpungement
14-0382709/01/2016Claimant(s): Renee Kelsch
Claimant Lawyers(s): Jared A Levy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia Cowart
Arbitrator(s): Bruce K. Isenberg, Herbert Branitsky, Harry Albirt
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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