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FINRA Awards for Citigroup Global Markets.

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Displaying 51-60 out of 422 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0053009/23/2021Claimant(s): Wen Wu
Claimant Lawyers(s): Zachary T. Hayes- Macaluso
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
21-0057208/09/2021Claimant(s): Joel Konigsberg
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0203407/02/2021Claimant(s): Shomir Mukherjee
Claimant Lawyers(s): Steve A. Buchwalter
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Erik R. Siering, Constance Ellen Boukidis, Brant Jackson Griffin
Hearing Site: Los Angeles, CA
20-0234206/28/2021Claimant(s): Harold Elish
Claimant Lawyers(s): Amy Bard
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Andrew M. Schmertz
Hearing Site: New York, NY
20-0300105/21/2021Claimant(s): Patrick Giblin
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
20-0213105/19/2021Claimant(s): Joseph Andreoli
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam M. Kauff
Arbitrator(s): Annamaria Boccia Smith
Hearing Site: Jersey City, NJ
20-0289404/28/2021Claimant(s): Grant Johnstone
Claimant Lawyers(s): John T. Carr
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Charles Scott McClellan
Hearing Site: Portland, OR
20-0364104/13/2021Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Erin MacAvoy
Respondent(s): Omer Ali-Taha
Respondent Lawyers(s): Omer Mohamed Ali-Taha
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Washington, DC
20-0241303/25/2021Claimant(s): Peter McColgan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
20-0258403/23/2021Claimant(s): Michael Jeppson
Claimant Lawyers(s): David Harrison
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Robert E. Jenks
Hearing Site: Los Angeles, CA

422 Results

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