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Displaying 41-50 out of 1,237,486 results

Matthew Stern Buchsbaum


UBS FINANCIAL SERVICES INC.

New York, NY 10171

CRD#: 8174

Years of Experience: 31

Total Disclosures: 32

Customer Disputes: 32

Regulatory Disclosures: 0

Other Disclosures: 0

Arturo Colon


KOVACK SECURITIES INC.

San Juan, PR 00907

CRD#: 44848

Years of Experience: 25

Total Disclosures: 32

Customer Disputes: 32

Regulatory Disclosures: 0

Other Disclosures: 0

Christopher Michael Hagen


LPL FINANCIAL LLC

Montgomery, AL 36117

CRD#: 6413

Years of Experience: 21

Total Disclosures: 32

Customer Disputes: 32

Regulatory Disclosures: 0

Other Disclosures: 0

Tony Barouti

Broker

CRD#: 3031995


EMERSON EQUITY LLC

Los Angeles, CA 90049

CRD#: 130032

Years of Experience: 24

Total Disclosures: 31

Customer Disputes: 31

Regulatory Disclosures: 0

Other Disclosures: 0

Roberto Hernan Santa Maria


MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Guaynabo, PR 00968

CRD#: 7691

Years of Experience: 21

Total Disclosures: 31

Customer Disputes: 31

Regulatory Disclosures: 0

Other Disclosures: 0

Ian M Deliz Morales


CORINTHIAN PARTNERS ASSET MANAGEMENT LLC

Tampa, FL 33609

CRD#: 109385

Years of Experience: 19

Total Disclosures: 31

Customer Disputes: 30

Regulatory Disclosures: 0

Other Disclosures: 1

Carlos Ruben Alvarado


HERBERT J. SIMS & CO, INC.

Boca Raton, FL 33431

CRD#: 3420

Years of Experience: 38

Total Disclosures: 30

Customer Disputes: 30

Regulatory Disclosures: 0

Other Disclosures: 0

Mark Sam Kolta


BRIDGEWAY WEALTH PARTNERS, LLC

New York, NY 10022

CRD#: 299810

Years of Experience: 14

Total Disclosures: 30

Customer Disputes: 28

Regulatory Disclosures: 1

Other Disclosures: 1

Miguel Andres Pascual


NATIONWIDE PLANNING ASSOCIATES INC.

Hato Rey, PR 00918

CRD#: 31029

Years of Experience: 42

Total Disclosures: 29

Customer Disputes: 29

Regulatory Disclosures: 0

Other Disclosures: 0

Jeffrey Guy Labelle


INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Sarasota, FL 34237

CRD#: 144426

Years of Experience: 34

Total Disclosures: 29

Customer Disputes: 28

Regulatory Disclosures: 0

Other Disclosures: 1

1,237,486 Results

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